Adecco Recruitment (Thailand) Limited

Compliance Manager - Financial Technology

Adecco Recruitment (Thailand) Limited
ลงประกาศเมื่อ 13 Jan 2021

Compliance Manager - Financial Technology

Adecco Recruitment (Thailand) Limited


  • Experience to contact with SEC Office, AMLO Office
  • Used to work with Asset management or Securities
  • Knowledge in investment is preferable


Our client is a  brokerage firm in Thailand. Representing investment advisory money of over 10 billion baht at present. Our client want to be a new phenomenon in the creation, promotion and education of investment finance. There are many gurus in the finance and investment circles to continuously exchange, share knowledge and share their experiences through online channels and various media.


  • Providing the professional advice on related business rules and standards for the executives to review work flow/ systems to assess operational risks in order to align with the legal regulations
  • Contact, coordinate and prepare reports for the external agencies/ units i.e. the SEC Office, AMLO Office, and etc.
  • Review, audit and supervise the operations of the internal departments of the companies to be in accordance with the regulations related to investment/ financial services
  • Consult and provide the essential trainings to the relevant teams in order to perform tasks in accordance with the regulations
  • Follow up, study and summarize the essence of various regulations such as the announcement from the SEC, the Stock Exchange Bank of Thailand AMLO and Association of Investment Management Companies Private fund Fund trading as well as handle knowledge-sharing to relevant teams within the organization
  • Apply for the approval, opinion, renew the licenses for the Directors of the companies, in-charge-employee who must be licensed or approved to perform their work legally
  • Operate to receive-send information and report information to various departments as required by law
  • Manage a supervisory and operational team and coordinate with the companies' internal audit department
  • Other jobs as assigned


  • Bachelor's degree or Master's Law, Accounting, Business Administration, Finance, Economics or related field
  • Over 8 years experience in Compliance Department
  • Experience in Asset Management Company, Securities Companies or Banking preferable
  • Detail-oriented, and good coordination and problem solving skills
  • Good communication and presentation skills
  • Experience in supervising team in private fund businesses /or/ securities/ brokerage business will be an advantage
For more information, please contact K. Jirapan Tel: 02 121 3509


ผู้จัดการ / อาวุโส
8 ปี


Adecco Worldwide – The Adecco Group is a Fortune Global 500 company and the global leader in Human Resources services. Registered in Switzerland, and managed by a multinational team with expertise in markets spanning the globe, the Adecco Group delivers an unparalleled range of flexible staffing and career resources to clients and associates. Adecco was created in 1996, following the merger of Adia (Switzerland) and Ecco (France), two leading personnel service firms with complementary geographical profiles. We are now having more than 5,100 offices in 60 countries and territories worldwide. Our vision is to ensure that people across the globe are inspired, motivated, trained and developed to embrace the future of work.

Adecco Thailand - Adecco Thailand is the leader in Human Resources Solutions, offering Recruitment service, Employment Staffing Service, Service Outsourcing, Business Process Outsourcing and Human Capital Solutions. With over 30 years of experience in Thailand, we have developed the network and expertise to assist companies in building successful teams. We are now operated with 10 Business Units, connects over 17,000 Associates each day through Adecco network of over 350 Employees. Our recruitment managers and consultants are in possession of expertise, knowledge of industry and employment trends, enabling us to fully understand HR requirements and offer the most practical solutions.



สวัสดิการและสิ่งจูงใจอื่น ๆ
ทำงานสัปดาห์ละ 5 วัน, ประกันสุขภาพ, เงินโบนัสตามผลงาน