Monroe Recruitment Consulting Group Co., Ltd.

Head of Compliance -SVP (Fintech), Bangkok, Thailand

Monroe Recruitment Consulting Group Co., Ltd.
ลงประกาศเมื่อ 13 Jan 2021

Head of Compliance -SVP (Fintech), Bangkok, Thailand

Monroe Recruitment Consulting Group Co., Ltd.


  • Head of Compliance
  • Legal
  • Job in Bangkok, Thailand


Salary: Attractive

Additional Benefits: Attractive

Company Profile

Executive recruitment company Monroe Consulting Group Thailand is recruiting on behalf of a leading fintech company. Our highly respected client is seeking for Head of Compliance with at least 7 years of experience in Compliance function in baking industry. The job is based in Bangkok, Thailand.

Job Summary

Head of Compliance is mainly responsible for collaborating with Legal and Group Compliance to roll out regulatory compliance intranet (database).

Job responsibilities

  • Have practical understanding of and hands-on experience on financial service laws and regulations in relation to Bank of Thailand, Security and Exchange Commission and Office of Insurance Commission.
  • Collaborate with Legal and Group Compliance to roll out regulatory compliance intranet (database)
  • Coordinate with Legal to develop regulatory compliance procedure & facilitate Business Unit to embed regulatory compliance procedure in BU process
  • Coordinate and work closely with business units and relevant regulators to make sure that the company fully with relevant rules and regulations
  • Develop and maintain Regulatory Compliance program
  • Assist Regulatory Compliance Working Group on company regulatory compliance strategies and to oversee regulatory compliance across company
  • Conduct monitoring and Regulatory Compliance Review to ensure consistent compliance across company
  • Assessing, monitoring, and reporting of compliance risks regarding Regulatory Compliance
  • Communicate and facilitate regulatory compliance risk assessment by first line
  • Collaborate with Regulatory Compliance working group, Legal and Business Unit in maintaining as well as lively update the Regulatory Compliance policy & procedure
  • Initiate and set up new Compliance intranet

Job requirements

  • Ability to coordinate with regulators and represent company
  • Ability to provide proactive, creative compliance solutions with a business-oriented mind.
  • Ability to learn new areas of compliance required to support the dynamic and fast-changing business requirements.
  • Ability to prioritize tasks and manage multiple projects with tight deadlines.
  • Ability to gain credibility and manage expectations within the organization and work well in cross functional team settings.
INTERESTED? All applications will be treated in the strictest confidence. If you are a suitable match for this position please simply click the APPLY button below and please ensure that your CV is a WORD document and not a PDF


7 years
Full Time


"Monroe have been superb, their customer service is great. The team there respond very quickly and go above and beyond to help throughout the recruitment process. I am always impressed with the service orientation I find when I interact with the Monroe team.”

“Monroe Consulting played a big role in expanding our organization. They understand our business, our requirements, and provide good information about the market. We are very happy with the quality of the candidates they present, and exceeded our expectations in coordinating with candidates, starting from setting up the interviews, up to the closing stage. We appreciate their honesty and professionalism. We would rate the service that they provide as excellent!”


Monroe Consulting Group is a leading provider of senior human resource capital, specialising in servicing the worlds emerging economies within the Professional Services, Technology, Industrial, Health and Consumer Goods sectors. Established in 1998, we initially focused on Southeast Asia with offices in Thailand, Indonesia, Malaysia, Singapore, The Philippines, China, and Vietnam. More recently we have opened offices in Chile, Mexico and Shanghai.


Monroe Consulting Group has been voted Best Recruitment Company APAC 3 times and Best Overseas Operation twice at the Global Recruiter Awards and Best In House Trainer. We have also been voted Best Consultancy at The Thailand Expat Awards and Best SME at the Thailand Entrepreneur Now Awards. We have also been voted one of the top 250 recruitment firms in the world by Recruitment International.


Our brand is built around quality, professionalism and very high ethical standards. Our Recruitment Consultants are all highly trained and work unique specialist markets which truly allows them to understand the needs of both our clients and candidates. In a world where quality attracts quality and results can be all that matter, Monroe is your committed advocate and the best external ambassador you could ever wish for.


สวัสดิการและสิ่งจูงใจอื่น ๆ
Five-day work week, Medical insurance