Ngern Tid Lor Company Limited

ผู้จัดการงานกำกับธุรกรรม (Manager Compliance)

Ngern Tid Lor Company Limited
Salary provided
Posted on 13 Jan 2021

ผู้จัดการงานกำกับธุรกรรม (Manager Compliance)

Ngern Tid Lor Company Limited

Job Highlights

  • Compliance
  • Business Audit
  • Internal Audit

Job Description

Job Responsibilities:
Monitoring

  • Keeping abreast with the latest laws and regulations and amendments of the country that applicable to the business, as well as those issued from Head Office, and ensure compliance requirements have been appropriately implemented within timeframe
  • Develop monthly/quarterly/yearly management report or dashboardon all monitoring and oversight activities, risks and issues
  • Ensuring timely and accuracyreporting of significant compliance matters to management team
  • Collaborates with other departments to manage compliance issues via appropriate existing channels for implementation of regulatory requirements as well as supporting business units in finding appropriate solutions
  • Conduct investigation on suspicious transaction and handling customer complaints

Testing and Audit support

  • Perform targeted regulatory testing to ensure compliance with applicable regulations
  • Coordinate with related department and perform troubleshoot on audit findings and resolution
  • Manage and track all emerging findings to ensure business units follow the correction plan


Qualifications
:

  • Understanding key concepts of Compliance, Audit function and be able to identifyrisks as well as business impacts occurred from relevant regulatoryrequirements
  • Bachelor’s or Master’s Degree in any field, preferable in Law, Business Administration, Finance and Banking
  • At least 5 years’ experience in Audit, Compliance and/or regulatory compliance with knowledge of financial industry and risk and regulatory requirements i.e. OIC, CPB, AMLO, NCB
  • Critical thinking
  • Ability to work independently with minimum supervision with an attention to detail
  • Strong written communication both Thai and English, interpersonal and PC skills

  Ngern Tid Lor Co., Ltd.
428 Ari Hills 9th -15th Floor, Phahonyothin Road
Samsennai, Phayathai, Bangkok 10400
Recruitment Department 0-2792-1888 ext. 5020 or 099-735-7252

Additional Information

Career Level
Middle
Qualification
Degree
Years of Experience
5 years
Job Type
Full Time, Permanent

Company Overview

Ngern Tid Lor Company Limited (Ngern Tid Lor), the owner of the top-of-mind Ngern Tid lor brand in Thailand, is the leader in providing title loans using automobiles as collaterals, purchase financing for use trucks, and nonno-financing to the under-banked customer segment, Ngern Tid Lor is also the largest branch-based non-life insurance broker offering  non-life insurance products including motor insurance, compulsory vehicle insurance, personal accident insurance, and cancer insurance. With over950 branches nationwide, Ngern Tid Lor serves as an accessible, fair, transparent and responsible source of financing to the under-banked Thai population, offering them better choices in times of financial difficulty. All Ngern Tid Lor’ s operations are guided by the vision “Everything we do, we strive to empower people and enrich lives. We believe that access to fair, transparent, and responsible financial services is everyone’s right.” This is reflected through its range of products and services that create opportunities for the under-banked Thais who often lacks access to formal financing

Additional Company Information

Benefits & Others
Dental insurance, Education allowance, Five-day work week, Flexible working hours, Life insurance, Medical insurance, Performance bonus